North American Securities Administrators Association Inc

Learn about this cause: What are the reviews? Is it Legit? Do I like the mission? What is the CEO's salary?

EIN: 470730228 ✦ Washington, DC ✦ Designated as a 501(c)(3)

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Overview

What is North American Securities Administrators Association Inc?

The North American Securities Administrators Association Inc, based in Washington D.C., is a nonprofit organization dedicated to serving its members involved in securities regulation and enforcement matters. With a team of 27 employees, NASAA advocates for its members, offering education, subject matter expertise, communication, and coordination. Throughout the year, they organize various activities to enhance knowledge, providing new content for securities examinations such as Series 63, Series 65, and Series 66. These examinations, owned by NASAA, are essential in the financial services industry.


Official website here: www.nasaa.org

What are the reviews and ratings of this charity?

Charity Navigator Rating: 84% (Three-Star out of Four Stars)

The North American Securities Administrators Association Inc has received a solid Three-Star rating from Charity Navigator, reflecting an overall score of 84%. This rating indicates a strong commitment to accountability and finance, as the organization excels in several key areas, including having a fully independent board and comprehensive financial oversight. Their financial statements are well-audited, and they demonstrate effective governance practices through established policies such as conflict of interest and whistleblower protections.

Despite these strengths, the organization's program expense ratio of 60.49% suggests that there is room for improvement in how funds are allocated towards direct program services. While the majority of its financial indicators score well, this particular ratio indicates that a significant portion of the organization’s resources may be spent on administrative costs rather than on direct impact initiatives.

Overall, the North American Securities Administrators Association Inc demonstrates a strong framework of accountability and responsiveness, making it a reliable choice for potential donors who value solid financial governance. However, prospective supporters may want to consider the balance between administrative and program expenses when assessing the organization’s overall impact.


This AI summary has been generated from information found on Charity Navigator.

Is North American Securities Administrators Association Inc legitimate?

North American Securities Administrators Association Inc is a legitimate nonprofit organization registered as a 501(c)(3) entity. North American Securities Administrators Association Inc submitted a form 990, which is a tax form used by tax-exempt organizations in the U.S., indicating its operational transparency and adherence to regulatory requirements. Donations to this organization are tax deductible.


Heare are some key statistics you may want to consider:

Executive Compensation: $763,019
Professional Fundraising Fees: $0
Other Salaries and Wages: $2,354,296

For more financial information, click here


Official website here: www.nasaa.org

What is the mission statement of North American Securities Administrators Association Inc?

The North American Securities Administrators Association Inc (NASAA) represents and serves its members through various means. It advocates on their behalf, offers education and expertise, facilitates communication, and coordinates collaborative opportunities. The organization is particularly focused on securities regulation and enforcement matters. Throughout the year, NASAA provides its members with educational events and resources. Notably, it routinely updates the content for the Series 63, Series 65, and Series 66 examinations, which are crucial in the financial services industry and owned by NASAA.


Official website here: www.nasaa.org

Who is the CEO of North American Securities Administrators Association Inc?

Joseph Brady is the Executive Director of North American Securities Administrators Association Inc.


Official website here: www.nasaa.org

What is the revenue of North American Securities Administrators Association Inc?

North American Securities Administrators Association Inc's revenue in 2022 was $14,184,404.


Official website here: www.nasaa.org

Who are the executives of North American Securities Administrators Association Inc and what are their salaries?

The average compensation at North American Securities Administrators Association Inc during 2022 was $115,456. There are 27 employees and 12 volunteers at North American Securities Administrators Association Inc.


Here are 20 key members and their salaries:


Joseph Brady (Executive Director)
  • Compensation: $443,800
  • Related: $0
  • Other: $63,422
Marina Alonso-Mendoza (Director Of Finance And Ops)
  • Compensation: $208,408
  • Related: $0
  • Other: $47,390
Vincente Martinez (General Counsel)
  • Compensation: $243,330
  • Related: $0
  • Other: $65,721
Zachary Knepper (Deputy General Counsel)
  • Compensation: $197,589
  • Related: $0
  • Other: $29,885
James Apistolas (Director Of Eem)
  • Compensation: $171,628
  • Related: $0
  • Other: $47,769
Kristen Hutchens (Director Of Policy And Gov'T Affairs)
  • Compensation: $167,603
  • Related: $0
  • Other: $31,433
Jeanne Hamrick (Director Of Comms (Until 10/22))
  • Compensation: $165,365
  • Related: $0
  • Other: $33,066
Andrew Hartnett (President (Start 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0
Melanie Senter-Lubin (President (Until 8/22) Trans. Directorr)
  • Compensation: $0
  • Related: $0
  • Other: $0
Tom Cotter (Treasurer (Start 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0
Claire Mchenry (Treasurer (Until 8/22))
  • Compensation: $0
  • Related: $0
  • Other: $0
Kevin Hoyt (Secretary (Until 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0
Diane Young-Spitzer (Secretary)
  • Compensation: $0
  • Related: $0
  • Other: $0
Andrea Seidt (Director (Start 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0
Claire Mchenry (Director)
  • Compensation: $0
  • Related: $0
  • Other: $0
Eric Pistilli (Director (Start 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0
Leslie M Van Buskirk (Director)
  • Compensation: $0
  • Related: $0
  • Other: $0
Lisa Hopkins (Director (Until 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0
Marni Rock Gibson (Director)
  • Compensation: $0
  • Related: $0
  • Other: $0
William Beatty (Director (Until 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0


Official website here: www.nasaa.org

Where can I find the form 990 for North American Securities Administrators Association Inc?

North American Securities Administrators Association Inc's most recent form 990 was submitted in 2022 and can be accessed here.


Official website here: www.nasaa.org

Learn more at the official website: www.nasaa.org

Mission Statement of North American Securities Administrators Association Inc

The North American Securities Administrators Association Inc (NASAA) is a prominent organization that represents and serves its members through various means, including advocacy, education, subject matter expertise, communication, and coordination. In essence, NASAA acts as a unified voice for its members who deal with securities regulation and enforcement matters.

NASAA's mission extends beyond mere representation. It also aims to provide educational opportunities and collaborative platforms for its members. Among its numerous activities, NASAA regularly offers new content for Series 63, Series 65, and Series 66 examinations, which are crucial in the financial services industry. These examinations, owned by NASAA, are integral to ensuring a high level of competence among professionals in the securities industry. By providing relevant and up-to-date content for these exams, NASAA plays a vital role in maintaining the integrity and professionalism of the securities industry.

Moreover, NASAA organizes various events throughout the year, catering to the educational needs of its members. These events offer valuable opportunities for collaboration and knowledge sharing, enabling members to stay informed about the latest trends and developments in securities regulation and enforcement. In essence, NASAA's mission is to empower and support its members in their roles, ensuring they are well-equipped to navigate the complex landscape of securities regulation and enforcement.

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Impact




October, 2024

The North American Securities Administrators Association Inc (NASAA) has a significant impact on the regulation and enforcement of securities across North America. By providing educational opportunities and fostering collaboration among its members, NASAA enhances the expertise and effectiveness of those involved in securities regulation.

A key aspect of NASAA's contributions is its development of new content for critical examinations such as Series 63, Series 65, and Series 66. These examinations are crucial for professionals in the financial services industry, ensuring they are well-equipped to navigate the complexities of securities laws and regulations.

Through advocacy and communication, NASAA strengthens its members' ability to tackle regulatory challenges, thereby promoting investor protection and market integrity. By serving as a hub for information and subject matter expertise, NASAA advances the collective knowledge and capabilities of securities regulators, ultimately benefiting the broader financial ecosystem.




This information is meant to be a general summary of North American Securities Administrators Association Inc. Please take the time to review official sources before making any decisions based upon the content provided here.


Financials

This financial information is from Propublica.

Revenue
$14,184,404 (2022)
Expenses
$8,793,531 (2022)
Efficiency

Other financial information:

This information is from the most recently submitted tax form from this organization, which was in 2022.

  • Investment Income: $407,659
  • Program Service Revenue: $13,726,590
  • Gross Receipts: $16,045,282

Assets and Liabilities:

  • Total Assets: $29,913,852
  • Total Liabilities: $3,395,643
  • Net Assets: $26,518,209

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Programs

Programs are reported by nonprofits in their tax forms and are normally their tax-exempt activities.

EXAMINATION FEES

Revenue

$8,560,660

ELECTRONIC FILING DEPOSITORY

Revenue

$4,304,454

IAR CE REVENUE

Revenue

$520,911

MEMBERSHIP DUES

Revenue

$167,500

ANNUAL MEETING

Revenue

$130,515

Organization Details

Founding Year

1919

Principal Officer

Joseph Brady

Main Address

750 FIRST STREET NW 990, WASHINGTON, DC, 20002

NTEE Category

Code: Z99Z - Unknown

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