North American Securities Administrators Association Inc

Learn about this cause: Is it Legit? Do I like the mission? What is the CEO's salary?

EIN: 470730228 ✦ Washington, DC ✦ Designated as a 501(c)(3)

Overview

What is North American Securities Administrators Association Inc?

The North American Securities Administrators Association Inc, based in Washington D.C., is a nonprofit organization dedicated to serving its members involved in securities regulation and enforcement matters. With a team of 27 employees, NASAA advocates for its members, offering education, subject matter expertise, communication, and coordination. Throughout the year, they organize various activities to enhance knowledge, providing new content for securities examinations such as Series 63, Series 65, and Series 66. These examinations, owned by NASAA, are essential in the financial services industry.


Official website here: www.nasaa.org

Is North American Securities Administrators Association Inc legitimate?

North American Securities Administrators Association Inc is a legitimate nonprofit organization registered as a 501(c)(3) entity. North American Securities Administrators Association Inc submitted a form 990, which is a tax form used by tax-exempt organizations in the U.S., indicating its operational transparency and adherence to regulatory requirements. Donations to this organization are tax deductible.

Here are some key statistics you may want to consider:

Executive Compensation: $763,019
Professional Fundraising Fees: $0
Other Salaries and Wages: $2,354,296

For more financial information, click here


Official website here: www.nasaa.org

What is the mission statement of North American Securities Administrators Association Inc?

The North American Securities Administrators Association Inc (NASAA) represents and serves its members through various means. It advocates on their behalf, offers education and expertise, facilitates communication, and coordinates collaborative opportunities. The organization is particularly focused on securities regulation and enforcement matters. Throughout the year, NASAA provides its members with educational events and resources. Notably, it routinely updates the content for the Series 63, Series 65, and Series 66 examinations, which are crucial in the financial services industry and owned by NASAA.


Official website here: www.nasaa.org

Who is the CEO of North American Securities Administrators Association Inc?

Joseph Brady is the Executive Director of North American Securities Administrators Association Inc.


Official website here: www.nasaa.org

What is the revenue of North American Securities Administrators Association Inc?

North American Securities Administrators Association Inc's revenue in 2022 was $14,184,404.


Official website here: www.nasaa.org

Who are the executives of North American Securities Administrators Association Inc and what are their salaries?

The average compensation at North American Securities Administrators Association Inc during 2022 was $115,456. There are 27 employees and 12 volunteers at North American Securities Administrators Association Inc.

Here are 20 key members and their salaries:

    Joseph Brady (Executive Director)
  • Compensation: $443,800
  • Related: $0
  • Other: $63,422

    • Vincente Martinez (General Counsel)
  • Compensation: $243,330
  • Related: $0
  • Other: $65,721

    • Marina Alonso-Mendoza (Director Of Finance And Ops)
  • Compensation: $208,408
  • Related: $0
  • Other: $47,390

    • Zachary Knepper (Deputy General Counsel)
  • Compensation: $197,589
  • Related: $0
  • Other: $29,885

    • James Apistolas (Director Of Eem)
  • Compensation: $171,628
  • Related: $0
  • Other: $47,769

    • Kristen Hutchens (Director Of Policy And Gov'T Affairs)
  • Compensation: $167,603
  • Related: $0
  • Other: $31,433

    • Jeanne Hamrick (Director Of Comms (Until 10/22))
  • Compensation: $165,365
  • Related: $0
  • Other: $33,066

    • Andrew Hartnett (President (Start 9/22)) [Trustee/Director]
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Melanie Senter-Lubin (President (Until 8/22) Trans. Directorr)
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Tom Cotter (Treasurer (Start 9/22)) [Trustee/Director]
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Claire Mchenry (Treasurer (Until 8/22)) [Trustee/Director]
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Kevin Hoyt (Secretary (Until 9/22)) [Trustee/Director]
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Diane Young-Spitzer (Secretary) [Trustee/Director]
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Andrea Seidt (Director (Start 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Claire Mchenry (Director)
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Eric Pistilli (Director (Start 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Leslie M Van Buskirk (Director)
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Lisa Hopkins (Director (Until 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0

    • Marni Rock Gibson (Director)
  • Compensation: $0
  • Related: $0
  • Other: $0

    • William Beatty (Director (Until 9/22))
  • Compensation: $0
  • Related: $0
  • Other: $0


  • Official website here: www.nasaa.org

    Where can I find the form 990 for North American Securities Administrators Association Inc?

    The North American Securities Administrators Association Inc’s most recent form 990 was submitted in 2022 and can be accessed here


    Official website here: www.nasaa.org

    Learn more at the official website: www.nasaa.org

    Mission Statement of North American Securities Administrators Association Inc

    The North American Securities Administrators Association Inc (NASAA) is a prominent organization that represents and serves its members through various means, including advocacy, education, subject matter expertise, communication, and coordination. In essence, NASAA acts as a unified voice for its members who deal with securities regulation and enforcement matters.

    NASAA's mission extends beyond mere representation. It also aims to provide educational opportunities and collaborative platforms for its members. Among its numerous activities, NASAA regularly offers new content for Series 63, Series 65, and Series 66 examinations, which are crucial in the financial services industry. These examinations, owned by NASAA, are integral to ensuring a high level of competence among professionals in the securities industry. By providing relevant and up-to-date content for these exams, NASAA plays a vital role in maintaining the integrity and professionalism of the securities industry.

    Moreover, NASAA organizes various events throughout the year, catering to the educational needs of its members. These events offer valuable opportunities for collaboration and knowledge sharing, enabling members to stay informed about the latest trends and developments in securities regulation and enforcement. In essence, NASAA's mission is to empower and support its members in their roles, ensuring they are well-equipped to navigate the complex landscape of securities regulation and enforcement.

    Impact

    This information is meant to be a general summary of North American Securities Administrators Association Inc. Please take the time to review official sources before making any decisions based upon the content provided here.




    Thursday, August 15, 2024

    The North American Securities Administrators Association Inc's impact lies in representing and serving its members through advocacy, education, subject matter expertise, communication, and coordination. They provide educational opportunities and collaborative platforms for professionals dealing with securities regulation and enforcement matters. Additionally, NASAA regularly updates content for key industry examinations, such as Series 63, Series 65, and Series 66, which are crucial for individuals working in the financial services industry. Through these initiatives, NASAA plays a pivotal role in enhancing professionalism and regulatory compliance within the securities sector.





    Financials

    This financial information is from Propublica.

    Revenue
    Expenses
    Efficiency

    Other financial information:

    This information is from the most recently submitted tax form from this organization, which was in 2022.

  • Investment Income: $407,659
  • Program Service Revenue: $13,726,590
  • Gross Receipts: $16,045,282

    • Assets and Liabilities:
  • Total Assets: $29,913,852
  • Total Liabilities: $3,395,643
  • Net Assets: $26,518,209
  • Programs

    Programs are reported by nonprofits in their tax forms and are normally their tax-exempt activities.

    EXAMINATION FEES

    Revenue

    $8,560,660

    ELECTRONIC FILING DEPOSITORY

    Revenue

    $4,304,454

    IAR CE REVENUE

    Revenue

    $520,911

    MEMBERSHIP DUES

    Revenue

    $167,500

    ANNUAL MEETING

    Revenue

    $130,515

    Organization Details

    Founding Year

    1919

    Principal Officer

    Joseph Brady

    Main Address

    750 FIRST STREET NW 990, WASHINGTON, DC, 20002

    NTEE Category

    Code: Z99Z - Unknown

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