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Securities Experts Roundtable

Learn about this cause: Is it Legit? Do I like the mission? What is the CEO's salary?

EIN: 203248172 ✦ Chapel hill, NC ✦ Designated as a 501(c)(6)

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Overview

What is Securities Experts Roundtable?

The Securities Experts Roundtable (SER) is a nonprofit organization committed to fostering ongoing education and upholding ethical standards within its membership. This association maintains neutrality in disputes while promoting integrity and morality among its members. The annual membership offers various benefits, such as a profile listing on the organization's website, email access to fellow members, mentoring opportunities, access to a library, and regular newsletters.

Is Securities Experts Roundtable legitimate?

Securities Experts Roundtable is a legitimate nonprofit organization registered as a 501(c)(6) entity. Securities Experts Roundtable submitted a form 990EZ, which is a tax form used by tax-exempt organizations in the U.S., indicating its operational transparency and adherence to regulatory requirements. Donations to this organization are tax deductible.

What is the mission statement of Securities Experts Roundtable?

The Securities Experts Roundtable (SER) is an organization dedicated to providing continuing education and fostering ethics and integrity among its members. It maintains a neutral stance in disputes. The annual membership of SER offers numerous benefits, including a profile listing on their website, access to fellow members' email addresses, mentoring opportunities, access to a library, and regular newsletters.

Who is the CEO of Securities Experts Roundtable?

Unavailable

What is the revenue of Securities Experts Roundtable?

Securities Experts Roundtable's revenue in 2022 was $74,375.

Who are the executives of Securities Experts Roundtable and what are their salaries?


Here are 4 key members and their salaries:


Alan J Besoff (Director/President)
  • Compensation: $0
  • Related: $0
  • Other: $0
Robert Graham (Director-Pres-Elect)
  • Compensation: $0
  • Related: $0
  • Other: $0
Charles Ranson (Director/Treasurer)
  • Compensation: $0
  • Related: $0
  • Other: $0
Geraldine Genco Dube (Director/Secy)
  • Compensation: $0
  • Related: $0
  • Other: $0
Where can I find the form 990EZ for Securities Experts Roundtable?

Securities Experts Roundtable's most recent form 990EZ was submitted in 2022 and can be accessed here.

Mission Statement of Securities Experts Roundtable

Securities Experts Roundtable (SER) is an organization dedicated to promoting ethical conduct and integrity among its members. Its mission is threefold: firstly, it provides continuous education to its members, ensuring they stay updated on industry trends and best practices. Secondly, SER maintains a neutral stance in disputes, prioritizing fairness and impartiality. Lastly, the membership of SER includes various benefits such as profile listing on the organization's website, access to fellow members' emails, mentoring opportunities, a library of resources, and regular newsletters. By doing so, SER fosters a community of professionals committed to upholding high ethical standards in the securities field.

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Impact




October, 2024

The Securities Experts Roundtable (SER) significantly impacts the financial services community by fostering a culture of ongoing education and ethical conduct among its members. Through its commitment to promoting integrity, SER helps ensure that professionals within the securities industry adhere to high ethical standards, which is vital for maintaining trust and credibility in financial markets.

Members benefit from an array of resources, including a comprehensive library, newsletters, and mentoring opportunities, all designed to enhance their expertise and improve their practices. The platform also facilitates networking by providing email access to fellow members and featuring profile listings on its website, allowing members to connect and collaborate effectively.

By remaining dispute neutral, SER creates a safe space for professionals to engage in discussions and continue their education without fear of bias or conflict. This neutrality promotes a strong community focused on collective improvement and shared knowledge, fostering an environment where ethical practices can thrive. Overall, SER's efforts contribute to bolstering the integrity and professionalism of the securities industry, benefiting the broader community as well.




This information is meant to be a general summary of Securities Experts Roundtable. Please take the time to review official sources before making any decisions based upon the content provided here.


Financials

This financial information is from Propublica.

Revenue
$74,375 (2022)
Expenses
$70,665 (2022)
Efficiency

Other financial information:

This information is from the most recently submitted tax form from this organization, which was in 2022.

  • Program Service Revenue: $40,150
  • Gross Receipts: $74,375

Assets and Liabilities:

  • Total Assets: $52,575
  • Total Liabilities: $0
  • Net Assets: $52,575

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Organization Details

Main Address

c/o PKoetting 1429 Twisted Oaks Dri, Chapel Hill, NC, 27516

NTEE Category

Code: S41 - Community improvement

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