Investment Company Institute

Learn about this cause: What are the reviews? Is it Legit? Do I like the mission? What is the CEO's salary?

EIN: 135266605 ✦ Washington, DC ✦ Designated as a 501(c)(6)

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Overview

What is Investment Company Institute?

The Investment Company Institute (ICI) is a nonprofit organization based in Washington, D.C. With a team of 179 employees, ICI advocates for the interests of investment companies, their stakeholders, and investment advisors by engaging in effective legislative and regulatory efforts. ICI represents the asset management industry and its members, primarily mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITS) from the United States, as well as similar funds offered to investors in Europe, Asia, and other jurisdictions. Their primary objective is to fortify the foundation of the investment industry, ultimately benefiting the long-term individual investor. ICI engages with various regulatory bodies, including Congress, the Securities and Exchange Commission (SEC), and other state and foreign regulators, to secure favorable public policies for the investment community.


Official website here: www.ici.org

What are the reviews and ratings of this charity?

The Investment Company Institute (ICI) is not currently rated by Charity Navigator. This lack of rating does not imply any positive or negative stance but indicates the organization has yet to be evaluated under the necessary beacons, such as Accountability & Finance or Impact & Measurement. Charity Navigator only assesses 501(c)(3) nonprofits, and ICI does not fall under this category, which affects the availability of typical assessment data.

While historical data was considered, past evaluations mainly focused on financial accountability aspects without incorporating Leadership, Adaptability, Culture, or Community impact. The absence of current total revenue, expenses, and salary data for key persons further limits insights into ICI's operational transparency.

As ICI is not a 501(c)(3) charitable organization, it cannot receive tax-deductible contributions, affecting its eligibility for a full rating. The organization operates independently, not affiliated with any larger network, which may influence its strategies and operations distinctly from its counterparts in the nonprofit sector. No user reviews are available from GreatNonprofits to provide additional perspectives.


This AI summary has been generated from information found on Charity Navigator.

Is Investment Company Institute legitimate?

Investment Company Institute is a legitimate nonprofit organization registered as a 501(c)(6) entity. Investment Company Institute submitted a form 990, which is a tax form used by tax-exempt organizations in the U.S., indicating its operational transparency and adherence to regulatory requirements. Donations to this organization are tax deductible.


Heare are some key statistics you may want to consider:

Executive Compensation: $5,692,300
Professional Fundraising Fees: $0
Other Salaries and Wages: $27,907,075

For more financial information, click here


Official website here: www.ici.org

What is the mission statement of Investment Company Institute?

The Investment Company Institute (ICI) is a mission-driven organization dedicated to fortifying the foundation of the asset management industry for the advantage of long-term individual investors. Members encompass mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITS) in the United States, as well as similar funds for investors in Europe, Asia, and other jurisdictions. ICI advocates for the interests of investment companies, their shareholders, directors, and investment advisers by supporting effective legislation and regulation. To secure these public policy objectives, ICI speaks on behalf of the fund industry and its shareholders before Congress, the Securities and Exchange Commission (SEC), and other regulatory agencies, as well as state and foreign regulators.


Official website here: www.ici.org

Who is the CEO of Investment Company Institute?

Eric Pan is the Principal Officer of Investment Company Institute. The CEO's salary of Investment Company Institute is $2,429,522 and their total compensation is $2,499,531.


Official website here: www.ici.org

What is the revenue of Investment Company Institute?

Investment Company Institute's revenue in 2022 was $80,146,435.


Official website here: www.ici.org

Who are the executives of Investment Company Institute and what are their salaries?

The average compensation at Investment Company Institute during 2022 was $187,706. There are 179 employees and 42 volunteers at Investment Company Institute.


Here are 53 key members and their salaries (Investment Company Institute's CEO's salary is $2,429,522 and their total compensation is $2,499,531):


Eric J Pan (President & Ceo)
  • Compensation: $2,429,522
  • Related: $0
  • Other: $70,009
Susan M Olson (General Counsel)
  • Compensation: $1,006,367
  • Related: $0
  • Other: $68,009
Dean R Sackett Iii (Chief Govt. Affairs Officer)
  • Compensation: $939,673
  • Related: $0
  • Other: $67,780
Donald C Auerbach (Chief Operating Officer)
  • Compensation: $893,140
  • Related: $0
  • Other: $63,011
Dorothy M Donohue (Deputy General Counsel)
  • Compensation: $571,192
  • Related: $0
  • Other: $70,759
Jennifer S Choi (Chief Counsel - Ici Global)
  • Compensation: $570,516
  • Related: $0
  • Other: $70,759
Sean S Collins (Chief Economist)
  • Compensation: $562,554
  • Related: $0
  • Other: $70,909
Keith D Lawson (Deputy General Counsel)
  • Compensation: $541,019
  • Related: $0
  • Other: $61,760
David M Abbey (Deputy General Counsel)
  • Compensation: $543,334
  • Related: $0
  • Other: $34,800
Rachel H Graham (Secretary)
  • Compensation: $378,842
  • Related: $0
  • Other: $70,759
Mark A Delcoco (Cfo/Treasurer)
  • Compensation: $353,332
  • Related: $0
  • Other: $70,759
Yie-Hsin Hung (Chairman)
  • Compensation: $0
  • Related: $0
  • Other: $0
Andrew G Arnott (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
George Aylward (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Kathleen T Barr (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Stephanie G Braming (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Heather E Brilliant (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Mortimer J Buckley (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Jane K Carten (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
James E Davey (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Thomas E Faust Jr (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Carol Geremia (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Patrick G Halter (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Diana Herrmann (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Mellody Hobson (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Christine L Hurtsellers (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Gregory E Johnson (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
James L Johnson Jr (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Lisa M Jones (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Joanna F Jonsson (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Thomas C Kersting (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Susan C Livingston (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
James Mcnamara (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Michael A Mendelson (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Jose Minaya (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Garry L Moody (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Mark D Nerud (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Catherine L Newell (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
David Oestreicher (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Steven J Paggioli (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Stuart S Parker (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Cynthia R Plouche (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Salim Ramji (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Michelle Seitz (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Kristi Slavin (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Peter G Strelow (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
William W Strickland Jr (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Gary Tenkman (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Jonathan S Thomas (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Garrett Thornburg (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Ronald E Toupin Jr (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
Dawn Vroegop (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0
George H Walker (Member)
  • Compensation: $0
  • Related: $0
  • Other: $0


Official website here: www.ici.org

Where can I find the form 990 for Investment Company Institute?

Investment Company Institute's most recent form 990 was submitted in 2022 and can be accessed here.


Official website here: www.ici.org

Learn more at the official website: www.ici.org

Mission Statement of Investment Company Institute

The Investment Company Institute (ICI) is a mission-driven organization dedicated to fortifying the foundation of the asset management industry. With a membership base comprised of mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITS) in the United States, as well as similar funds offered to investors worldwide, ICI represents the interests of these investment companies, their shareholders, directors, and investment advisers.

ICI advocates for effective legislation and regulation to safeguard the public policy objectives of the fund industry and its stakeholders. In pursuit of this goal, the organization engages in diplomatic dialogue with various regulatory bodies, including Congress, the Securities and Exchange Commission (SEC), and other domestic and international regulatory agencies. ICI's unwavering commitment to public policy extends beyond the United States, as it advocates on behalf of the global investment community to ensure a stable and thriving financial landscape for the ultimate benefit of long-term individual investors.

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Impact




October, 2024

The Investment Company Institute (ICI) plays a crucial role in advancing the interests of investment companies and their stakeholders, including shareholders, directors, and investment advisers. By actively advocating for effective legislation and regulation, ICI seeks to shape public policy that aligns with the needs of the fund industry and its investors. This involves representation before key entities such as Congress, the Securities and Exchange Commission, and various regulatory agencies at both the state and international levels.

Through its efforts, ICI aims to strengthen the asset management industry, ultimately benefiting long-term individual investors. This is accomplished by supporting mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITs) across the United States and in other global markets. By promoting effective policy outcomes and addressing relevant public issues, ICI plays a fundamental role in fostering a stable and efficient environment for investment companies and their clients.




This information is meant to be a general summary of Investment Company Institute. Please take the time to review official sources before making any decisions based upon the content provided here.


Financials

This financial information is from Propublica.

Revenue
$80,146,435 (2022)
Expenses
$68,854,682 (2022)
Efficiency

Other financial information:

This information is from the most recently submitted tax form from this organization, which was in 2022.

  • Investment Income: $1,558,229
  • Program Service Revenue: $5,673,959
  • Gross Receipts: $85,707,055

Assets and Liabilities:

  • Total Assets: $132,491,163
  • Total Liabilities: $77,350,348
  • Net Assets: $55,140,815

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Programs

Programs are reported by nonprofits in their tax forms and are normally their tax-exempt activities.

CONFERENCE & WORKSHOPS

Revenue

$3,256,074

GENERAL MEMBERSHIP MEETING

Revenue

$612,307

SUBSCRIPTION SERVICES

Revenue

$919,118

FEE BASED BUSINESS INCOME

Revenue

$886,460

Organization Details

Founding Year

1941

Principal Officer

Eric Pan

Main Address

1401 H STREET NW, WASHINGTON, DC, 20005

NTEE Category

Code: S41 - Community improvement

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